Last Hominid Standing
By Dan Falk
Was human evolution inevitable, or do we owe our existence
to a once-in-a-universe stroke of luck?
In the movie Sliding Doors (1998), a woman named Helen,
played by Gwyneth Paltrow, rushes to catch a train on the London Underground,
but just misses it, watching helplessly from the platform as the doors slide
shut. The film explores two alternative universes, comparing the missed-train
universe to a parallel reality in which she caught the train just in time. It
wasn’t a cinematic masterpiece – the critics aggregated at Rotten Tomatoes give
it only a 63 per cent ‘fresh’ rating – but it vividly confronts a question that
many of us have asked at one time or another: if events had unfolded slightly
differently, what would the world be like?
This question, applied to the history of life on our planet,
has long beguiled thinkers of all stripes. Was the appearance of intelligent
life an evolutionary fluke, or was it inevitable? This was one of the central
themes in Stephen Jay Gould’s book, Wonderful Life: The Burgess Shale and the
Nature of History (1989). If we re-played the tape of evolution, so to speak,
would Homo sapiens – or something like it – arise once again, or was humanity’s
emergence contingent on a highly improbable set of circumstances?
At first glance, everything that’s happened during the 3.8
billion-year history of life on our planet seems to have depended quite
critically on all that came before. And Homo sapiens arrived on the scene only
200,000 years ago. The world got along just fine without us for billions of
years. Gould didn’t mention chaos theory in his book, but he described it
perfectly: ‘Little quirks at the outset, occurring for no particular reason,
unleash cascades of consequences that make a particular future seem inevitable
in retrospect,’ he wrote. ‘But the slightest early nudge contacts a different
groove, and history veers into another plausible channel, diverging continually
from its original pathway.’
One of the first lucky breaks in our story occurred at the
dawn of biological complexity, when unicellular life evolved into
multicellular. Single-cell organisms appeared relatively early in Earth’s
history, around a billion years after the planet itself formed, but
multicellular life is a much more recent development, requiring a further 2.5
billion years. Perhaps this step was inevitable, especially if biological
complexity increases over time – but does it? Evolution, we’re told, does not
have a ‘direction’, and biologists balk at any mention of ‘progress’. (The most
despised image of all is the ubiquitous monkey-to-man diagram found in older
textbooks – and in newer ones too, if only because the authors feel the need to
denounce it.) And yet, when we look at the fossil record, we do, in fact, see,
on average, a gradual increase in complexity.
But a closer look takes out some of the mystery of this
progression. As Gould pointed out, life had to begin simply – which means that
‘up’ was the only direction for it to go. And indeed, a recent experiment
suggests that the transition from unicellular to multicellular life was,
perhaps, less of a hurdle than previously imagined. In a lab at the University
of Minnesota, the evolutionary microbiologist William Ratcliff and his
colleagues watched a single-celled yeast (Saccharomyces cerevisiae) evolve into
many-cell clusters in fewer than 60 days. The clusters even displayed some
complex behaviours – including a kind of division of labour, with some cells
dying so that others could grow and reproduce.
But even if evolution has a direction, happenstance can
still intervene. Most disruptive are the mass extinctions that plague Earth’s
ecosystems with alarming regularity. The most catastrophic of these, the
Permian-Triassic extinction, occurred about 250 million years ago, and wiped
out 96 per cent of marine species, along with 70 per cent of land-dwellers.
Gould examined the winners and losers of a more ancient mass extinction, the
Cambrian-Ordovician extinction, which happened 488 million years ago, and found
the poster child for biological luck – an eel-like creature known as Pikaia
gracilens, which might be the precursor of all vertebrates. Had it not
survived, the world could well be spineless.
At every stage, there are winners and losers. The
Permian-Triassic extinction, devastating as it might have been, was good news
for the dinosaurs, which appear shortly afterward, and flourished for some 165
million years. But then, the dinosaurs endured their own slings and arrows –
including the mother of all projectiles, in the form of an asteroid that
slammed into the Gulf of Mexico 66 million years ago. Debris kicked up by the
impact blocked sunlight and might have triggered catastrophic global cooling.
(The impact theory, although favoured, has some competition; some researchers
believe volcanic eruptions to be the culprit. And just this spring, a new
theory, with cosmological leanings, was put forward: as our solar system moves
through the galaxy, it’s suggested, the Earth could encounter regions unusually
dense in ‘dark matter’, possibly triggering a catastrophe.) Whatever the cause,
it was a disaster for the dinosaurs – but good news for the little furry
creatures that became, eventually, us.
It would be an exaggeration to say that Simon Conway Morris
played Moriarty to Gould’s Sherlock Holmes – but the two men certainly found
themselves on opposite sides of a deep intellectual divide. To Gould, the late
Harvard paleontologist, evolution was deeply contingent, an endless series of
fluke events, the biological equivalent of just-caught and just-missed subway
trains. By contrast, Conway Morris, a professor of paleobiology at the
University of Cambridge, focused on convergence: evolution, he argued, is not
random, but strongly constrained; where environmental niches exist, evolution
finds a way to fill them, often with similar creatures.
Everywhere Conway Morris looked, he saw convergence. He
points, for example, to the appearance of tiger-like animals in both North and
South America – animals that arose along separate evolutionary paths (the North
American version was a placental mammal, the ancestors of today’s wild cats; in
South America, they were marsupials). And then there are the tenrecs of
Madagascar – which look remarkably similar to the hedgehogs found in Europe, and
yet evolved separately. One might also look to the air: evolution has found at
least four distinct ways for life to take wing, first with insects and later
with pterosaurs, birds and bats.
Perhaps the most studied case of convergence is the
evolution of the eye. The English evolutionary biologist Richard Dawkins points
out that the eye has evolved at least 40 times (and perhaps as many as 60
times) over history. Eyes evolve so easily, in fact, that a fish known as
Bathylychnops exilis, also dubbed the javelin spookfish, evolved a second pair
of eyes – putting it one eye ahead of the fish that haunts Mr Burns in the TV
show The Simpsons.)
the hominin
lineage is quite ‘bushy’, with multiple, parallel evolutionary paths
Could the contingency/convergence debate be settled in the
laboratory? For nearly 30 years, the microbial ecologist Richard Lenski at
Michigan State University has been cultivating 12 separate populations of E
coli. To date, they’ve evolved through more than 60,000 generations. For the most
part, the lineages show little difference from each other – but there have been
a few notable exceptions. In one flask, the bacteria have split off into two
size-groups, one much larger than the other; the divergence began a few years
after the experiment began. Some years later, another lineage learned how to
feed off a different chemical in their flask, consuming citrate (while the
other lineages consumed only glucose); the lineage grew rapidly in total
population. Lenski’s data is provocative, but ultimately inconclusive in terms
of settling the contingency/convergence question. Both are clearly
Unfortunately, none of this seems to have very much to do
with us. Back when that monkey-to-man diagram prevailed, it was easy to imagine
a sort of evolutionary ‘ladder’, with Homo sapiens (naturally) occupying the
top rung. However, the hominin lineage is now seen to be quite ‘bushy’, with
multiple, parallel evolutionary paths, going back to the time when our
ancestors diverged from the ancestors of today’s chimpanzees, around 7 million
years ago, according to some researchers.
During most of the hominin saga, there is little ‘progress’
to be seen. There was tool use, beginning around 3.3 million years ago – but
innovation was sporadic. New types of implements, observes Ian Tattersall,
emeritus curator with the American Museum of Natural History in New York, ‘were
typically introduced only at intervals of hundreds of thousands or even
millions of years, with minimal refinement in between’. Indeed, the ‘normal’ state
of affairs was ‘technological stability’ that could easily last ‘tens or even
hundreds of thousands of years’, according to the paleoanthropologist Daniel
Adler of the University of Connecticut. Today, technology spreads in the blink
of an eye, but in prehistoric times there was no guarantee an idea would spread
at all, mainly due to low populations.
When populations are low, extinction looms. According to one
theory, the eruption of a ‘supervolcano’ known as Toba, in Indonesia, some
70,000 years ago, triggered a period of global cooling that lasted decades,
perhaps centuries. Human populations shrank to between 3,000 and 10,000
individuals. We made it through this ‘genetic bottleneck’ – but it’s worth
remembering that every other hominin species has vanished. Some, such as Homo
erectus, lived for perhaps 1.6 million years; others, such as Homo
floresiensis, winked in and out of existence in less than 100,000 years.
Throughout human prehistory, biological change and
technological change ran in parallel. Brains were increasing in size – but this
was not unique to our ancestors, and can be seen across multiple hominin
species. Something very complicated was going on – a kind of arms race,
Tattersall suggests, in which cognitive capacity and technology reinforced each
other. At the same time, each branch of the human evolutionary tree was forced
to adapt to an ever-changing climate. At the time of the dinosaurs, the Earth
was some 10 degrees warmer than today – but by 30 million years ago, a cooling
trend began. The ice ages of the Pleistocene were still to come, but already
the forested woodlands where the first primates evolved were receding. Tropical
forests were giving way to open grasslands. An animal adapted to life in the
trees faced great perils on the open savannah. But if that same animal was
capable of co‑operation and tool use, that would have obvious
advantages. In the end, only one hominin was left standing.
Tattersall and many others have suggested that symbolic
thought and complex language gave Homo sapiens the edge, but there were
physiological requirements that had to be met before the gabfest could begin.
The larynx of most primates sits higher up in the throat. Only when it moved
lower in the throat could our larynx produce the wide range of sounds
associated with human language. Speaking also requires intricate co‑ordination
of vocal cords, lips, tongue and mouth. That co‑ordination
is likely facilitated by two specific regions of the left cerebral cortex,
which probably took their modern form only within the last 2 million years.
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